| Chapter Summary | 4.1 General Guidelines | ||||||||
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Historically, to promote a common basis for decision-making and creation of a useful database, OCLC and its advisory groups established guidelines for inputting new records into WorldCat. | |||||||||
4.1 General Guidelines | |||||||||
Use of guidelines | Although it is impossible to cover every case, these guidelines should help you determine whether an existing record matches the item you are cataloging or whether you should input a new record. Apply these guidelines to current cataloging and retrospective conversion. These guidelines also describe characteristics of a record that legitimately represents a distinctive bibliographic item. | ||||||||
Basis of guidelines |
When you input new records, you should exercise conservatism. If you are transcribing retrospective cataloging copy, be especially conservative because the item is not usually in hand. If in doubt, use an existing record. | ||||||||
Differences Between, Changes Within | In 2004, the Association for Library Collections and Technical Services published Differences Between, Changes Within: Guidelines on When to Create a New Record, which supplements the descriptive cataloging rules. The document provides guidance to the cataloger who has found copy that is a close or near match to the item in hand about whether to use that copy or to create a new bibliographic record. Differences Between, Changes Within ( DBCW) is a valuable supplement to this chapter, but does not replace it. On most major points, the two documents agree. There are, however, several areas in which OCLC, because of the unique cooperative nature of WorldCat and its application of a master record concept, has chosen to differ. These areas are noted below. OCLC requests that users follow OCLC practice in these instances. | ||||||||
Procedure for creating new record | Follow appropriate cataloging rules and input standards. However, you may apply some local or nonstandard practice (other than a local call number or local note) for your own catalog. To do so:
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Parallel records | Records for the same title, but cataloged in different languages are parallel records. For more information, see chapter 3, " Special Cataloging Guidelines." | ||||||||
Discrepancies | WorldCat records reflect a variety of input standards, encoding levels and cataloging rules. To correct errors or add information to a record, replace the record or report the changes to OCLC. Replace the record In some cases, you can revise and replace a master record. For more information. See chapter 5, " Quality Assurance."
Report errors to OCLC
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Guidelines for all formats | When comparing records, closely examine the bibliographic description (fields 245 through 5xx) and important fixed-field elements (e.g., Form, Dates). Different editions
Analytical vs. comprehensive entry
Accompanying material
Cataloging rules
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Guidelines | CIP Cataloging. Variations in field 245, field 260 subfield ‡c, field 300 and 4xx do not justify a new record when the Elvl is 8. If the CIP describes the item being cataloged, edit that CIP record to reflect information appearing on the item as published. Integrating resources. A change in title or date appearing on the title page resulting from the publication being updated does not justify a new record. See AACR2, chapter 12 for more information. Multipart items. A change in title among parts of a multipart item does not justify a new record. Catalog a multipart item as an open entry unless there is evidence that it is closed. Occasionally, a publisher may issue a multipart item in which the individual parts bear differing edition statements and are revised and reissued independently. In such cases, only one multipart item record should exist. See LCRI 2.2 for more information. Non-Roman scripts. Do not create a new record in order to include non-Roman scripts. Make such additions yourself if you have an authorization that allows you to change the master record or report to OCLC such additions to an existing record. Record format. A record cataloged on an incorrect workform does not justify a new record. Edit the record for local use and report Type code errors to OCLC so the master record can be changed. See also chapter 5, " Quality Assurance," about reporting Type code changes and Type code editing capabilities.
Record quality. Errors do not justify new records. Report incorrect fields or indicators to OCLC. The absence or presence of angle-bracketed information does not justify a new record. The absence or presence of a field, whether optional or required, does not justify a new record. | ||||||||
Guidelines for serials | Changes in title or main entry determine if a new serial record should be created. For AACR2 cataloging, see rules 21.2A, 21.2C, 21.3B and related LCRIs. For pre-AACR2 cataloging, consult the appropriate rules. Create successive entry ( S/L: Successive/Latest Entry code 0 ) serial records. (CONSER participants may create latest entry serial records). If the only existing record is a latest entry serial record, either use the latest entry record or input separate successive entry records. Changes in title proper. Create a new record when the title proper of a serial publication changes. For AACR2 cataloging, do not consider the title proper to have changed in any of the following cases:
Main entry changes. If the person, corporate body or conference chosen as the main entry changes, create a new record. Corporate names as qualifiers in uniform titles. Some AACR2 records use a corporate name as a qualifier for a uniform title. If the corporate name qualifier changes, create a new record. A change in a place name qualifier does not justify a new record. Change of publication, publisher or frequency. If the only difference is a change in the place of publication, publisher or frequency, do not create a new record. Change in format. If the only change in a serial is the physical format (e.g., from paper to electronic medium), create a new record. This is not the same as having different formats simultaneously published. Canadian imprints. Through the CONSER program, the Library and Archives Canada (NLC) inputs serials records for Canadian imprints. NLC has established the following policy, which is not used by other CONSER libraries:
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4.2 Field-by-Field Guidelines for New Records | |||||||||
Differences indicative of a distinct bibliographic item usually occur in more than one field. If a difference occurs in a single field, determine whether there are two separate bibliographic items with only one significant difference or whether the difference is an error or a difference in opinion. If in doubt, use the existing record. | |||||||||
Definition | These guidelines use the following terms:
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Fixed field (All) | A difference in coding of any fixed-field element (other than those noted) does not justify a new record. | ||||||||
BLvl: Bibliographic Level (All) | A difference in element alone does not justify a new record. Compare fields 245 through 5xx for actual differences to justify a new record. | ||||||||
CrTp: Type of Cartographic Material (MAP) | A difference in element alone does not justify a new record. Compare fields 245 through 5xx for actual differences to justify a new record. | ||||||||
Ctry: Country of Publication, etc. (All) | A difference in element alone does not justify a new record. Compare field 260 subfield ‡a, field 500, field 533 subfield ‡b, etc., for actual differences in place of publication. The British Library codes for the British place of publication, although it may not be the first place of publication in field 260. If there has been a change of place, serials and integrating resources are coded for the latest place of publication. | ||||||||
Dates: Date 1 and Date 2 (All) | A difference in element alone does not justify a new record. For monographs, compare field 260 subfield ‡c, field 500, field 533 subfield ‡d, etc., for actual differences in dates. For serials, compare field 362. | ||||||||
FMus: Format of Music (SCO) | A difference in element alone does not justify a new record. Compare field 245, field 250, field 254, field 300, etc. Specific differences in the format of a score justify a new record. | ||||||||
Form: Form of Item (BKS, CNR, VIS, MIX, MAP, SCO) | A difference in element alone does not justify a new record. Compare fields 245 through 5xx for actual differences to justify a new record. | ||||||||
Freq: Frequency and Regl: Regularity (CNR, 006) | A difference in element alone does not justify a new record. A change in the frequency or regularity of a publication does not justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
Lang: Language Code (All) | A difference in element alone does not justify a new record. Compare field 041, field 240, field 245, field 500, field 546, etc. Specific differences in the language or text of the item justify a new record. | ||||||||
Proj: Projection, SpFm: Special Format Characteristics and Relf Relief (MAP) | A difference in coding of element alone does not justify a new record. Compare field 255, field 300, field 500, etc. An actual difference in element justifies a new record. | ||||||||
S/L: Successive/Latest Entry (CNR, 006) | A difference in element alone does not justify a new record. If the only existing serial record is latest entry cataloging (compare fields 247 and 1xx in combination with field 550), you may create successive entry records. With the exception of libraries participating in the CONSER Program, do not create latest entry records. | ||||||||
Time: Running Time (VIS) | A difference in element alone does not justify a new record. Compare field 300, field 500, etc. Specific differences in the length of motion pictures and videorecordings may justify a new record. | ||||||||
Type: Type of Record (All) | A difference in element alone does not justify a new record. Compare fields 006 and fields 245 through 5xx for actual differences to justify a new record. | ||||||||
TMat: Type of Material (VIS) | A difference in element alone does not justify a new record. Compare fields 007, 300, 5xx, etc. If the components are the same, a new record is not justified. For example, one library catalogs a filmstrip with accompanying material consisting of a cassette, book, etc. Another library catalogs the filmstrip, cassette, book, etc., as a kit. Since the components are the same, a new record is not justified. | ||||||||
0xx Control Numbers | Absence, presence or difference in 0xx fields (other than those noted below) does not justify a new record. | ||||||||
006 and 007 | Absence or presence of field or an additional field describing another variation or version does not justify a new record. A difference in fields alone does not justify a new record. Specific differences in the physical format of the item may justify a new record. Compare field 300, field 500, field 533, etc., for actual differences to justify a new record. | ||||||||
010 Library of Congress Control Number | Absence or presence of field does not justify a new record. A difference in control numbers may justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
020 International Standard Book Number | Absence or presence of field does not justify a new record. A difference in field alone does not justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
022 International Standard Serial Number | Absence or presence of field does not justify a new record. A difference in field alone does not justify a new record. Compare field 1xx for change in main entry name, field 130 for change in corporate name qualifier, field 245, field 362, etc., for other differences to justify a new record. | ||||||||
024 Other Standard Identifier | Absence, presence or difference in field does not justify a new record. | ||||||||
027 Standard Technical Report Number and 088 Report Number | Absence or presence of fields does not justify a new record. A difference in field 027 or field 088 alone does not justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
028 Publisher Number | SCO and REC. Absence or presence of field alone does not justify a new record. Compare differences in field 245, field 260, field 262, field 300, field 500, etc., to justify a new record. Specific differences in numbering, except for minor variations in completeness, justify a new record. VIS. Absence, presence or difference in field alone does not justify a new record. Compare field 245, field 260, field 261, field 300, 5xx for differences to justify a new record. | ||||||||
034 Coded Cartographic Mathematical Data | Absence or presence of field does not justify a new record. Specific differences in scale or coordinates, except for minor variations, justify a new record. If in doubt, compare field 255 and field 245 through 5xx for differences to justify a new record. | ||||||||
040 Cataloging Source ‡b Language of cataloging | Presence of field and subfield indicating a language other than that used by the inputting library justifies a new record. The new record allows the library to create what is considered a parallel record in its own language of descriptive cataloging. | ||||||||
040 Cataloging Source ‡e Description conventions | Absence, presence or difference in field and subfield does not justify a new record. | ||||||||
041 Language Code | Absence or presence of field does not justify a new record. A difference in field alone does not justify a new record. Compare fixed-field Lang and field 240, field 245, field 500, field 546, etc. Specific differences in the language or text of the item justify a new record. | ||||||||
1xx Main Entry | Absence, presence or difference in choice or form of 1xx fields do not justify a new record. For multipart items, a change in field does not justify a new record. For serials, a change in the name used or uniform title with a corporate name qualifier justifies a new record. A change in other types of qualifiers in serial uniform titles does not justify a new record. | ||||||||
2xx Title, Edition, etc. | Absence, presence or difference in 2xx fields (other than those noted below) do not justify a new record. | ||||||||
222 Key Title | Absence or presence of field does not justify a new record. A difference in field alone does not justify a new record. For serials, compare field 1xx for change in main entry name; field 130 for change in corporate name qualifier; and field 245, field 362, etc., for other differences to justify a new record. | ||||||||
245 Title Statement ‡a Title, ‡n Number of part/section of a work, ‡p Name of part/section of a work | The following differences do not justify a new record:
A title change (see AACR2, rule 21.2A) among parts of a multipart item or as a result of an integrating resource being updated does not justify a new record. For serial title changes, use the criteria under "Guidelines for Serials." Specific differences in the wording of the title proper (other than those noted above) justify a new record. | ||||||||
245 Title Statement ‡b Remainder of title | Absence or presence of subfield does not justify a new record. To justify a new record, use the criteria under field 245 subfields ‡a, ‡n, ‡p. | ||||||||
245 Title Statement ‡c Remainder of title page transcription/ statement of responsibility | Absence or presence of subfield does not justify a new record. Statements of responsibility may be present in field 245 subfield ‡c, field 500 or omitted. A change in the responsibility for a work (see AACR2, rule 21.3) among parts of a multipart item or as a result of an integrating resource being updated does not justify a new record. For serials, compare the 1xx fields for a change in main entry name; field 130 for a change in corporate name qualifier; field 245, field 362, etc., for other differences to justify a new record. Specific differences in the statement of responsibility, other than those noted, justify a new record. | ||||||||
245 Title Statement ‡h Medium | Absence or presence of subfield does not justify a new record. A difference alone does not justify a new record. Compare field 300 and field 245 through 5xx for other differences to justify a new record. | ||||||||
250 Edition Statement ‡a Edition statement | The following differences do not justify a new record:
The following differences justify a new record:
Edition statements appearing on some foreign language publications (e.g., Romance language imprints) reflect printing information rather than edition information. If the edition statement appears in conjunction with the printer's name or the number of copies printed, generally consider the edition statement to reflect printing information and use the existing record. In all other cases, use judgment. | ||||||||
250 Edition Statement ‡b Remainder of edition statement | Absence or presence of field and subfield does not justify a new record. A difference may be an indication that a new record is needed. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
254 Musical Presentation Statement | Absence or presence of field does not justify a new record. Specific differences in musical presentation statements (e.g., miniature score vs. playing score) justify a new record. | ||||||||
255 Cartographic Mathematical Data | Absence or presence of field does not justify a new record. Specific differences in scale or coordinates, except for minor variations, justify a new record. Compare field 034 and fields 245 through 5xx for other differences to justify a new record. | ||||||||
256 Computer File Characteristics | Absence or presence of field does not justify a new record. Specific differences in file characteristics (e.g., computer data vs. computer program) justify a new record. Note: This field is not used in records created after late 2004. | ||||||||
260 Publication, Distribution, Etc. (Imprint) ‡a Place of publication, distribution, etc. | Absence or presence of field and subfield does not justify a new record. The following differences do not justify a new record:
Other than those noted, differences in the place of publication justify a new record. | ||||||||
260 Publication, Distribution, Etc. (Imprint) ‡b Name of publisher, distributor, etc. | The following differences do not justify a new record:
Specific differences in the publisher (other than those noted) justify a new record. For example, the change below justifies a new record:
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260 Publication, Distribution, Etc. (Imprint) ‡c Date of publication, distribution, etc. | The following differences do not justify a new record:
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260 Publication, Distribution, Etc. (Imprint) ‡d Plate or publisher's number for music | Absence or presence of field and subfield does not justify a new record. Specific differences in numbering, except for minor variations in completeness, justify a new record. See also criteria under field 028. | ||||||||
261 Imprint Statement for Films (Pre-AACR1 Revised) | Use the criteria under field 260. | ||||||||
262 Imprint Statement for Sound Recordings (Pre-AACR2) | Use the criteria under field 260. | ||||||||
262 Imprint Statement for Sound Recordings (Pre-AACR2) ‡c Serial identification | Absence or presence of field and subfield alone does not justify a new record. Compare field 028, field 245, field 300, field 500, etc., for actual differences to justify a new record. Specific differences in numbering, except for minor variations in completeness, justify a new record. | ||||||||
3xx Physical Description | Absence, presence or difference in the 3xx fields, other than those noted, does not justify a new record. | ||||||||
300 Physical Description ‡a Extent | The following differences do not justify a new record:
Specific differences in the extent of item (other than those noted) justify a new record. | ||||||||
300 Physical Description ‡b Other physical details | Absence or presence of field and subfield does not justify a new record. BKS, CNR, MAP, SCO. A difference in field and subfield alone generally does not justify a new record. VIS, REC, COM. Specific technical differences (e.g., analog vs. digital, b&w vs. col., mono. vs. stereo., sd. vs. si., 33-1/3 rpm vs. 78 rpm, etc.) justify a new record. | ||||||||
300 Physical Description ‡c Dimensions | Absence or presence of field and subfield does not justify a new record. BKS, CNR, SCO. A difference of more than 2 cm., which is not a result of local binding or trimming, may justify a new record. MAP. Minor variations in size because of different measurement techniques or folded dimensions do not justify a new record. VIS, REC, COM. Specific differences in the size of the medium (e.g., 3 3/4 in. vs. 5 1/4 in., 4 3/4 in. vs. 12 in., 8 mm. vs. 16 mm.) justify a new record. | ||||||||
300 Physical Description ‡e Accompanying material | Absence or presence of subfields indicating substantive accompanying material may justify a new record. Accompanying material may be cataloged separately or described in a note. Compare 5xx fields for actual differences in the absence or presence of accompanying material to justify a new record. VIS. Specific differences in the medium of recorded accompaniment to projected media (e.g., cassette vs. disc) justify a new record. | ||||||||
305 Physical Description for Sound Recordings (Pre-AACR2) | Use the criteria under field 300. | ||||||||
310 Current Publication Frequency, 321 Former Publication Frequency | Absence or presence of fields does not justify a new record. A change in frequency does not justify a new record. A difference may justify a new record. Compare the fixed field and fields 245 through 5xx for other differences to justify a new record. | ||||||||
362 Dates of Publication and/or Sequential Designation | Absence or presence of field does not justify a new record. Specific differences may justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
4xx Series Statement | Absence or presence of fields does not justify a new record. Compare fields 245 through 5xx for other significant differences. Note: DBCW differs from OCLC. The presence or absence of a series statement may be a major difference. Consider in conjunction with other aspects. Follow OCLC policy. The following differences do not justify a new record:
If the item is issued in a different series, a new record is justified. | ||||||||
5xx Notes | Absence or presence of fields, other than those noted below, does not justify a new record.
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501 "With" Note | Absence, presence or difference in field justifies a new record. Field 501 should not be used to show local binding practice and does not justify a new record in such cases. Variations reflecting options outlined in AACR2, rule 1.1G2 justify a new record to describe the item as a unit. | ||||||||
505 Formatted Contents Note | Absence or presence of field does not justify a new record. A contents note showing less complete contents or coverage does not justify a new record. A contents note showing actual differences in the content of the item justifies a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
507 Scale Note for Graphic Material | Use the criteria under field 255 (Cartographic Mathematical Data). | ||||||||
513 Type of Report and Period Covered Note | Absence or presence of field does not justify a new record. Specific differences in type of report (e.g., Preliminary report vs. Final report) justify a new record. | ||||||||
533 Reproduction Note | Absence or presence of field justifies a new record. Having the information in field 500 instead, does not justify a new record.
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538 System Details Note | Absence or presence of field does not justify a new record. COM. Specific differences in system requirements (e.g., disk characteristics, technical details, etc.) may justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. VIS. Differences in video system (e.g., Beta vs. VHS) justify a new record. Placement of that information in field 300, field 500 or field 538 does not justify a new record. | ||||||||
550 Issuing Body Note | Absence or presence of field does not justify a new record. A difference in field alone does not justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
580 Linking Entry Complexity Note | Absence or presence of field does not justify a new record. A difference in field alone does not justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
6xx Subject Access | Absence, presence or difference in fields does not justify a new record. | ||||||||
7xx Added Entries | Absence, presence or difference in fields (other than the following) does not justify a new record. | ||||||||
760–772 and 775–787 Linking Entry Fields | Absence or presence of fields does not justify a new record. A difference in fields alone does not justify a new record. Compare fields 245 through 5xx for other differences to justify a new record. | ||||||||
773 Host Item Entry | Absence, presence or difference in field justifies a new record. | ||||||||
8xx Series Added Entries | Absence, presence or difference in fields does not justify a new record. | ||||||||
856 Electronic Location and Access | Absence or presence alone does not justify a new record. For remote electronic resources, when the original electronic address is no longer accessible, but the resource is now accessible at another address, the difference does not justify a new record. When the original electronic address is still active but now represents a different resource, the difference justifies a new record. | ||||||||
9xx Local Use | Absence, presence or difference in fields does not justify a new record. | ||||||||